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NEW QUESTION: 1
Bubba opens an account at a broker/dealer with instructions to "transfer and ship". This means that:
A. all correspondence to Bubba must be sent registered mail
B. transactions for Bubba will be transferred to another broker for processing
C. securities purchased must be registered in Bubba's name and then delivered to him
D. each trade report must note Bubba's certificate registration instructions
Answer: C
Explanation:
Explanation/Reference:
Explanation: securities purchased must be registered in Bubba's name and then delivered to him. Bubba is requesting delivery of securities in his name instead of being held by the broker.
NEW QUESTION: 2
Which of the following has established standards for personal protective equipment (PPE)?
A. Drug-Free Workplace Act
B. Mine Safety and Health Act (MSHA)
C. Occupational Safety and Health Act (OSHA)
D. Fair Labor Standards Act (FLSA)
Answer: C
Explanation:
Explanation/Reference:
Answer option D is correct.
Chapter: Risk Management
Objective: Risk Assessment
NEW QUESTION: 3
BASIC authentication for HTTP authentication is universally understood but has the disadvantage of passing username and password in BASE64 encoding. What technology could be used to encrypt the BASE64 encoding and thus secure BASIC authentication for all web browsers and all Internet users? Choose the best answer.
A. SSL
B. SSH
C. IPsec
D. IKE
Answer: A