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NEW QUESTION: 1
A. Option B
B. Option D
C. Option C
D. Option A
Answer: B,D
Explanation:
Explanation: References:
NEW QUESTION: 2
Which of the following is a true statement about FINRA rules regarding material that Giant Investments submits to its institutional investors?
I. FINRA requires that each member firm establish procedures for each institutional investor separately.
II. Procedures to be followed in distributing material to institutional investors must be in writing.
III. All institutional sales material must be submitted to a principal for approval prior to being used.
IV. Institutional sales material must be maintained by the member firm for at least three years from the date of last use.
A. II and III only
B. I, II, and IV only
C. I and II only
D. I, II, and III
Answer: B
Explanation:
Explanation/Reference:
Explanation: Only Statements I, II, and IV are true statements regarding FINRA rules on material that Giant submits to its institutional investors. FINRA requires that each member firm establish procedures for each institutional investor separately, and that the procedures to be followed in distributing material to institutional investors be established in writing. Institutional sales material must be maintained by the member firm for at least three years from the date of last use, but there is no requirement that institutional sales material be submitted to a principal for approval prior to being used.
NEW QUESTION: 3
A customer is evaluating the purchase of Windows Small Business Server 2011 Standard (Windows SBS 2011 Standard). Which features are available in Windows SBS 2011 Standard? (Choose all that apply.)
A. Virtual Desktop Infrastructure (VDI)
B. Microsoft SharePoint Foundation
C. Windows Server Update Services (WSUS)
D. Cross-forest trusts
E. RemoteApp
Answer: B,C
Explanation:
B: SBS 2011 benefits from WSUS 3.0 Service Pack 2, which simplifies patch and
update management.
E: The SBS 2011 release includes Microsoft SharePoint Foundation Services 2010
to fuel secure online internal communication.
Note:
* Windows Small Business Server is available in Essentials, Standard, and Premium
editions. Essentials is a scaled down version for 1-25 users, both the other editions
are based on the Windows Server codebase and include Microsoft Exchange Server
mail server, Internet Information Services (IIS) web server, Windows SharePoint
Services for collaboration, Microsoft Office Outlook 2003 email client (not included
in 2008), Routing and Remote Access Service (RRAS), Windows Server Update
Services for update management across the network, and a Fax server.